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Notice of Privacy Policy

At Wedbush Morgan Securities, protection of your privacy has been a long-standing policy. We would like you to know what information we collect and how we use it. We collect certain "nonpublic personal information" through our new account form to determine how best to serve your investment needs and determine your suitability for certain investments, and to satisfy the requirements of the regulatory agencies which govern the securities industry.

We may also collect nonpublic personal information about you from data we receive from non-affiliated third parties, including consumer and industry reporting agencies.

We do not disclose nonpublic personal information about you. Vendors, such as our data processor, are required to keep client information confidential and to use it only to provide services to Wedbush Morgan Securities.

We maintain physical and electronic safeguards to protect your nonpublic personal information.

If you have any questions relating to our privacy policy, please contact your investment executive.

Important Legal Information

The information on this internet site is directed at, and is intended for distribution to, and use by, persons in the United States only. It is not intended for distribution to, or use by, any person in any other jurisdiction.

By connecting to and using this site, you are indicating that you are 18 years or older and you agree to be bound by all of the tesrms and conditions set forth on this page.

New issues involve a high degree of risk and are not appropriate for every investor. Wedbush Morgan Securities ("Wedbush") is not recommending or endorsing any particular offering by making it available to our customers. Your decision to invest in any offering made available on this site should be based upon your independent review and consideration of your investment objectives, risk tolerance, financial condition and liquidity needs.

Neither Wedbush, its affiliates nor employees will advise you concerning the nature, potential, value or suitability of any particular security, portfolio of securities, transaction, investment strategy or other matter.

This site is neither an offer to sell nor a solicitation of an offer to buy any securities. The offer is by a prospectus or private placement memorandum only. This site contains a preliminary prospectus or private placement memorandum for each of the companies for which Wedbush is currently accepting indications of interest. Preliminary prospectuses are used in connection with initial public offerings. Private placement memorandums are used in connection with privately placed securities. Preliminary Prospectuses are subject to completion or amendment. A registration statement relating to the securities described in each preliminary prospectus has been filed with the Securities and Exchange Commission. The offered securities may not be sold nor may offers to buy be accepted prior to the time that the registration statement becomes effective.

This site shall not constitute an offer to sell or the solicitation of any offer to buy securities in any state in which such offer, solicitation or sale would be unlawful under the securities laws of such state.

Wedbush and its affiliates trade for their own account as a market maker, specialist, odd lot dealer, block positioner, arbitrgeur and/or investor. Consequently, at the time of any transaction you may make, Wedbush or its affiliates may have a position in such securities, which position my be partially or completely hedged. Wedbush reserves the right to discontinue these activities or to increase or decrease its holdings of these securities at any time. Persons mentioned in this site may only transact business in states in which they have been properly registered or are exempt from registration.

Wedbush is not liable for any harm caused by the transmission, through accessing the services or information on this site, of a computer virus, or other computer code or programming device that might be used to access, delete, damage, disable, disrupt or otherwise impede in any manner the operation of the site or of any user's software, hardware, data or property.

THIS SITE MAY CONTAIN INFORMATION, CONTENT AND ADVERTISEMENTS ("MATERIALS") SUPPLIED BY WEDBUSH AND/OR ITS CONTENT PROVIDERS. WEDBUSH AND ITS CONTENT PROVIDERS DO NOT WARRANT THE ACCURACY, COMPLETENESS OR TIMELINESS, MERCHANTABILITY, NON-INFRINGEMENT OR FITNESS FOR A PARTICULAR PURPOSE, OR OTHERWISE ENDORSE ANY OF THE MATERIALS CONTAINED ON, DISTRIBUTED THROUGH, OR LINKED, DOWNLOADED OR ACCESSED FROM ANY OF THE SERVICES CONTAINED ON THIS SITE NOR THE QUALITY OF ANY PRODUCTS, INFORMATION OR OTHER MATERIALS DISPLAYED, PURCHASED, OR OBTAINED BY YOU AS A RESULT OF AN ADVERTISEMENT OR ANY OTHER INFORMATION OR OFFER IN OR IN CONNECTION WITH THE SITE (THE "PRODUCTS"). YOU HEREBY ACKNOWLEDGE THAT ANY RELIANCE UPON ANY MATERIALS SHALL BE AT YOUR SOLE RISK AND NEITHER WEDBUSH NOR ANY OF ITS AFFILIATES, AGENTS OR LICENSORS SHALL BE LIABLE TO YOU OR ANYONE ELSE FOR ANY LOSS OR INJURY CAUSED IN WHOLE OR IN PART BY YOUR USE OF THIS SITE, THE MATERIALS OR THE PRODUCTS. WEDBUSH AND ITS AFFILIATES, AGENTS AND LICENSORS SHALL NOT BE LIABLE TO YOU OR ANYONE ELSE FOR ANY CONSEQUENTIAL, SPECIAL, INCIDENTAL, INDIRECT OR SIMILAR DAMAGES (INCLUDING, BUT NOT LIMITED TO, DAMAGES FOR LOST PROFITS OR LOST OPPORTUNITY) EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. WEDBUSH RESERVES THE RIGHT, IN ITS SOLE DISCRETION AND WITHOUT ANY OBLIGATION, TO MAKE IMPROVEMENTS TO, OR CORRECT ANY ERROR OR OMISSIONS IN ANY PORTION OF THE SITE OR THE MATERIALS.

Trademark Information

Wedbush Morgan Securities, E InvestmentBank, Empowering Investors & Entrepreneurs Electronically, and ClientLink are trademarks of Wedbush Morgan Securities.

Wedbush Privacy Policy

Wedbush is committed to protecting the privacy and security of your personal and account information, and we adhere to strict confidentiality standards that are designed to protect your personal information.

To enter certain areas of our site, and to conduct securities transactions through our Web site, you must register and provide information that personally identifies you ("Personal Information").

We use your Personal Information for several purposes:

  • To verify your credit, we may exchange certain of your Personal Information with one or more recognized credit service bureaus.
  • To fulfill our legal and regulatory requirements.
  • To provide you with the products and services you have requested.
  • To help us create Web site content most relevant to you.
  • To alert you to special offers, updated information and other new services from Wedbush.

Wedbush maintains a policy of not selling or distributing your personal or account information to any outside source.

If for any reason you believe Wedbush has not adhered to our privacy principles, please notify us by e-mail at help@einvestmentbank.com, and we will use commercially reasonable efforts to promptly determine and correct the problem.

Unless you access one of the secure areas of our site, none of your account and/or personal information is retrieved from our systems. If you choose to access areas on our site which are accessible by account holders only, you will be required to provide your Wedbush identification number and your individually selected password (which only you know). In order to protect your privacy, your password should never be shared with anyone and should be changed frequently.

please feel free to contact us at 1-888-WEDBUSH E Investmentbank/Wedbush Morgan Securities Inc.


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