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Completed Offerings

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Company

Offering Type

Final Price

Final Date

Ticker

3DO

Follow-On

$5.44

7/22/1999

THDO

5-Year SUNS based on the S&P 500

Derivative

$10.00

1/31/2002

SPJ

A.C. Moore Arts & Crafts

Secondary

$32.00

3/11/2002

ACMR

Accredited Home Lenders

IPO

$8.00

2/14/2003

LEND

ACLARA Biosciences, Inc.

IPO

$21.00

3/20/2000

ACLA

Aeropostale, Inc.

IPO

$18.00

5/15/2002

ARO

AIM Select Real Estate Income Fund

Mutual Fund

$15.00

5/28/2002

RRE

Alliance California Municipal Income Fund, Inc.

Mutual Fund

$15.00

1/24/2002

AKP

American Financial Realty Inc

IPO

$12.50

6/24/2003

AFR

American Home Mortgage

Follow-On

$10.25

6/27/2001

AHMH

American Home Mortgage Holdings Inc.

Secondary

$10.75

6/24/2002

AHMH

American Mortgage Acceptance Co.

Secondary

13.50

2/11/2002

AMC

Annaly Mortgage Management

Follow-On

$12.73

9/20/2001

NLY

Annaly Mortgage Management

Follow-On

$16.00

1/17/2002

NLY

Annaly Mortgage Management

Follow-On

$11.00

4/24/2001

NLY

Anworth Mortgage Asset Corp.

Follow-on

$8.85

2/11/2002

ANH

Anworth Mortgage Asset Corp.

Follow-On

$8.30

12/21/2001

ANH

Anworth Mortgage Asset Corporation

Secondary

$13.00

6/20/2002

ANH

Big 5 Sporting Goods Corporation

IPO

$13.00

6/24/2002

BGFV

Black Rock Municipal 2018 Term Trust

Mutual Fund

$15.00

10/25/2001

BPK

Blackrock California Insured Muncipal Income Trust

Mutual Fund

$15.00

10/28/2002

BCK

BlackRock California Municipal 2018 Term Trust

Mutual Fund

$15

10/25/2001

BJZ

BlackRock California Municipal Bond Trust

Mutual Fund

$15.00

4/25/2002

BZA

BlackRock Core Bond Trust

Mutual Fund

$15.00

11/27/2001

BHK

Blackrock Insured Muncipal Income Trust

Mutual Fund

$15.00

10/28/2002

BYM

BlackRock Municipal Bond Trust

Mutual Fund

$15.00

4/25/2002

BBK

BlackRock Strategic Bond Trust

Mutual Fund

$15.00

2/25/2002

BHD

Briazz

IPO

$8.00

5/1/2001

BRZZ

Calamos Convertible & High Income Fund

Closed End Fund

$15.00

5/28/2003

CHY

Caminus Corporation

IPO

$16.00

1/27/2000

CAMZ

Capital Crossing Bank

IPO

$10.00

5/21/2001

CAPXO

ChipPAC, Inc.

Secondary

$8.75

5/23/2002

CHPC

ChipPAC, Inc.

Secondary

$6.00

1/24/2002

CHPC

Collectors Universe

IPO

$6.00

11/4/1999

CLCT

Cosi

IPO

$7.00

11/22/2002

COSI

Dell Targets Trust

Public Offering

$10.00

2/25/2003

TGD

Eaton Vance Insured California Municipal Bond Fund

Closed-End Fund

$15.00

8/28/2002

EVM

EATON VANCE INSURED MUNICIPAL BOND FUND

Closed-End Fund

$15.00

8/28/2002

EIM

Electronics Boutique

Follow-On

$29.00

8/8/2001

ELBO

ELKS (Equity Linked Securities)

Derivative

$10.00

8/15/2002

ESK

ELKS based on Cisco Systems, Inc.

Derivative

$10.00

1/17/2002

ECI

ELKS based on Intel

Derivative

$10.00

4/11/2002

EIT

ELKS based on Motorola

Derivative

$10.00

2/14/2002

EMV

Emerge Interactive

IPO

$15.00

2/1/2000

EMRG

Eon Labs, Inc.

IPO

$15.00

5/22/2002

ELAB

Fairchild Semiconductor

Follow-On

$33.44

1/20/2000

FCS

FBR Asset Investment Corp.

Secondary

$27.90

4/3/2002

FB

FBR Asset Management

Secondary

$26.50

1/28/2002

FBR

Friedman's Inc.

Secondary

$16.00

2/4/2002

THOR

Gart Sports Company

Secondary

$32.00

5/22/2002

GRTS

GoTo

Follow-On

$16.50

6/28/2001

GOTO

Harvard Bioscience Inc.

IPO

$8.00

12/1/2000

HBIO

HealtheTech, Inc.

IPO

$7.50

7/12/2002

HETC

i3 Mobile Inc.

IPO

$16.00

4/6/2000

IIIM

Impac Mortgage Holdings Inc.

Secondary

$8.25

2/7/2002

IMH

Integrated Circuit Systems

Follow-On